We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

In a written statement, the SEC said it had filed charges against Darrah, who co-founded Vivid Financial Management in Orcutt. The complaint also named Vivid as a defendant, although the firm was ...

October 25, 2023 - Since the implementation of the Securities and Exchange Commission's Whistleblower Program under Section 922 of the Dodd-Frank Act in 2011, the SEC has awarded over $1 billion to ...

The lawsuit against Ripple, filed by the United States Securities and Exchange Commission in December 2020, is finally wrapping up. Ripple and the United States Securities and Exchange Commission (SEC ...

The US Securities and Exchange Commission has said it doesn't intend to refile its securities fraud complaint against Hex founder Richard Schueler, who goes by Richard Heart. “Plaintiff Securities and ...

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A former New Jersey state correctional officer was charged Wednesday by the Securities and Exchange Commission (SEC) for fraudulently raising funds through a now-collapsed unregistered crypto asset ...

The Securities and Exchange Commission (SEC) filed a lawsuit last week against a company and a specific business deal that directly involves President Biden’s younger brother, James Biden. The ...

Ripple’s chief legal officer says there’s no “extraordinary circumstance” that warrants the Securities and Exchange Commission being able to appeal its partial loss while the case is still pending.